Regulatory Compliance Analyst

Added 1 week ago

Seniority level:

Junior specialist


Analytical Skills , 1 yr.
Communication Skills , 1 yr.


English C1 - Advanced
2 yrs. minimum in Accounting & Financial Services
Monthly salary (gross):
2100 - 2500 €
Contract type:
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Job description

Regulatory Compliance Analyst

At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We provide our employees with the resources and opportunities needed to launch a career of achievement, growth and possibilities.

Nasdaq's Listing Qualifications Groups mission is to protect investors and market integrity by ensuring that listed companies meet the Nasdaq Stock Markets thorough listing standards. We are looking for an exceptional regulatory analyst to join our experienced team of regulatory experts. Our ideal candidate is able to analyze financial statements, identify issues and areas of concern, is a problem solver, likes new challenges and can work effectively in a team environment. In this role, you will be part of a team of 200+ legal, compliance, surveillance and regulatory professionals located in the U.S. and Europe.

What will you do:

  • Analyze listing applications and related material to support determination if a company should be listed on Nasdaq.
  • Conduct daily regulatory reviews of Nasdaq listed companies and support continued listing compliance process.
  • Scrutinize regulatory and criminal backgrounds of CEOs, CFOs, directors, and large shareholders.
  • Coordinate with regulators such as the SEC and FINRA.
  • Provide guidance on listing standards to companies and their advisors, as well as other groups within Nasdaq.
  • Work on meaningful initiatives and projects, such as developing new listing rules and implementing new technologies to help us work more efficiently.

Other responsibilities:

  • Review periodic SEC filings and other public information in a timely and detailed manner to support process to ensure compliance with the quantitative and qualitative requirements for listing on The Nasdaq Stock Market.
  • Act as the primary regulatory contact on qualifications issues for new and continued listings, answering questions concerning all Nasdaq Stock Market quantitative, qualitative and corporate governance listing standards.
  • Complete regulatory referrals to other regulatory bodies.
  • Assist with interpretation requests from internal and external stakeholders.
  • Participate in additional projects and tasks as the need arises.

What we expect:

  • Undergraduate or graduate degree in Business/Finance/Accounting/Law or related field.
  • Excellent written and communication skills in English.
  • Ability to read and understand financial statements.
  • Familiarity with SEC filings.
  • A few years of relevant working experience.

What we offer:

  • Annual monetary bonus.
  • An opportunity to become a Nasdaq shareholder.
  • Employee Stock Purchase Program Nasdaq stocks with a discount.
  • III pillar pension plan with additional contribution from Nasdaq.
  • Flexible health insurance program.
  • Flexible working schedule and hybrid way of work.
  • Additional paid leave days after 2 years of working at Nasdaq.
  • Flex day program (up to 6 paid days off a year).
  • Internal mentorship program get a mentor or become one.
  • Wide selection of online learning resources, e.g., Udemy and many more.

Here, were committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we also need representative voices to power the fresh thinking that is vital for our business and our clients.

What happens now?

This is a full-time permanent position located in Vilnius. Nasdaq offers a hybrid workplace to find a balance between working from home and collaborating in the office, therefore it's required to come into the office at least 2 days per week.

If you think you would thrive in this role, then we would love to hear from you! Follow the link to apply in English. As the selection process is ongoing, we might close the position earlier than the last application day.

Monthly base salary 2100 - 2500 EUR gross. The final offer will be based on your experience and skills.

About Nasdaq Vilnius

Our Vilnius office is in the modern K29 business center, easily accessed via bus, but we also offer bike storage. Our working space offers an appealing, ergonomic environment, kitchen spaces, and an in-house library. The building hosts a canteen and vending machine as well as restaurants and shops within walking distance.

Nasdaq Vilnius offers our employees a strong compensation package that includes an annual bonus, equity grant, and access to an employee stock purchase program. Employees receive 20 days of annual vacation (plus 1 additional flex day every two months), III pillar pension plan with additional contribution from Nasdaq, a flexible health insurance program, career development programs, and more.

Come as You Are

Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.

Nasdaq logo
Founded in 2014
Employees 456
Avg. monthly salary 4148.20 €
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About Nasdaq

Nasdaq is a leading provider of trading, clearing, exchange technology, listing, information and public company services across six continents. In 2008, through the merger with OMX Nasdaq acquired ownership of the Lithuania’s stock exchange Nasdaq Vilnius. As of 2012, Nasdaq is also running the Central Securities Depository of Lithuania, a financial market infrastructure. In Lithuania, Nasdaq drives and contributes to a number of NGO initiatives promoting transparency, sound corporate governance, business ethics and youth’s financial literacy. At the end of 2014, Nasdaq decided to leverage these assets by establishing a new Technology and Business

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